Compliance Services
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GRCL's compliance services include: ● Working with your CFO, company secretary or in-house legal counsel to help ensure a sound compliance management system - a significant part of any risk management framework ● Designing a compliance management system having regard to AS/ISO 19600, to: - give you comfort that you are on top of your legislative, regulatory and contractual obligations - avoid damaging critical client relationships or areas of business - conduct a risk assessment of compliance risks, to assist with prioritisation - assess for any appropriate compliance documentation, monitoring or training ● Reviewing legislative, regulatory and contractual obligations and bringing significant obligations to the attention of management & staff e.g. ASX Listing Rules & Guidance Notes, licensing requirements, Prospectuses, Finance Facility Agreements, Acquisition Agreements, JV Agreements, Licence Agreements etc |
● Preparing user-friendly, electronic compliance tools to conveniently set out requirements and make relevant people accountable e.g. Executive Summaries, Compliance Manuals, Reporting Calendars etc
An organisation's existing risk management framework would complement and facilitate the risk assessment of compliance risks. GRCL's other services: |